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By Securities Docket on February 4, 2015, 11:51 am
In a Risk Alert published yesterday, OCIE provided summary observations from the examinations conducted under its April 2014 Cybersecurity Examination Initiative. The data from 57 registered broker-dealers and 49 registered investment advisers reveals some early findings on industry cybersecurity governance and risk management practices. via OCIE Provides Key Observations from 2014 Cybersecurity Examination Initiative | […]
By Securities Docket on February 4, 2015, 8:55 am
Get caught up with the Cybersecurity Docket News Wire for February 3, 2015.