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By Securities Docket on July 15, 2015, 8:59 am
Cybersecurity is an “an operational risk issue, not generally owned” by a firm’s chief compliance officer and legal department, Daniel Sibears, FINRA’s EVP of regulatory operations said Tuesday at the joint FINRA and Securities and Exchange Commission Broker-Dealer Compliance Outreach Seminar in Washington. via Cybersecurity ‘Not Owned’ by Compliance but Shared: FINRA Exec. — ThinkAdvisor