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Browse: Home / 2015 / July / 15 / Cybersecurity ‘Not Owned’ by Compliance but Shared: FINRA Exec — ThinkAdvisor

Cybersecurity ‘Not Owned’ by Compliance but Shared: FINRA Exec — ThinkAdvisor

By Securities Docket on July 15, 2015, 8:59 am

Cybersecurity is an “an operational risk issue, not generally owned” by a firm’s chief compliance officer and legal department, Daniel Sibears, FINRA’s EVP of regulatory operations said Tuesday at the joint FINRA and Securities and Exchange Commission Broker-Dealer Compliance Outreach Seminar in Washington.

via Cybersecurity ‘Not Owned’ by Compliance but Shared: FINRA Exec. — ThinkAdvisor

Posted in Risk Mgmt, Top | Tagged Compliance

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