• Home
  • Incident Response 40 for 2022
  • About
  • Webcasts
  • Contact
Cybersecurity Docket
  • Data Breach
  • Global
  • People
  • Regulatory
  • Risk Mgmt
  • Subscribe by email
  • Subscribe
Browse: Home / FINRA

FINRA

High Frequency Trading Like Buying Into First Class, Says FINRA Enforcement Chief — Advisor Intelligence

By Securities Docket on April 28, 2014, 8:36 am

Benefitting from faster access to the markets is akin to buying a first-class plane ticket, and doesn’t sound unfair, said the top cop at Wall Street regulator FINRA. via High Frequency Trading Like Buying Into First Class, Says FINRA Enforcement Chief | Advisor Intelligence

Posted in Industry, Top | Tagged FINRA, High-Frequency Trading

May 1 Webcast: Cybersecurity and Financial Firms -- Bracing for the Regulatory Onslaught

May 1 Webcast: Cybersecurity and Financial Firms — Bracing for the Regulatory Onslaught

By Securities Docket on April 18, 2014, 6:21 pm

Please join John Stark and Bradley Bondi for this free webcast.

Posted in Data Breach, Regulatory, Risk Mgmt | Tagged FINRA, OCIE, Webcasts

Now Available!

johnreedstark cover 230

Join Us On LinkedIn

Join the Cybersecurity and Incident Response Group on LinkedIn

Copyright © 2023 Cybersecurity Docket.

Powered by WordPress and Hybrid.