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By Securities Docket on August 21, 2018, 9:09 am
Public companies worried about cybersecurity risk would be well served to pay attention to a recent crackdown by the U.S. Securities and Exchanges Commission on the use of automated technology to detect investment advisor fraud. A recent settlement with Ameriprise Financial Services Inc., a registered investment adviser and broker dealer, suggests that the Commission isn’t […]
By Securities Docket on July 9, 2015, 10:37 am
The NYSE quickly declared that yesterday’s shutdown was not caused by any kind of cyberattack — without the benefit of an independent, truth-seeking investigation.